NCFM NSE`s Certification in Financial Markets: Capital Market( Dealers) Module
- Mumbai National Stock Exhange 2012
- 180p
includes index and biblioraphy
AN OVERVIEW OF THE INDIAN SECURITIES MARKET Market Segments Primary Market Secondary Market Key Indicators of Securities Market Market Capitalisation Market Capitalisation Ratio Turnover Turnover Ratio Products and Participants Products Participants IA Market Segments and their Products Reforms in Indian Securities Markets TRADING MEMBERSHIP Stock Brokers NSE Membership New Membership Eligibility Criteria for Membership at NSE Admission Procedure for New Membership Surrender of Trading membership Suspension & Expulsion of Membership Basis of Suspension of Membership Suspension of Business Removal of Suspension Consequences of Suspension Consequences of Expulsion Declaration of Defaulter Authorised Persons Sub-Brokers Eligibility Registration Cancellation of Registration Broker-Clients Relations Client Registration Documents Unique Client Code (UCC) Margins from the Clients Execution of Orders Contract Note Payments/Delivery of Securities to the Clients Brokerage Segregation of Bank Accounts Segregation of Demat (Beneficiary) Accounts Sub-Broker-Clients Relations Relationship with clients Contract notes Securities/ Funds Investor Service Cell and Arbitration Code of Advertisement TRADING Introduction NEAT System Market Types Trading System Users Hierarchy Local Database Market Phases Logging On Log Off/Exit from the Application NEAT Screen an Inquiry Screen Market Watch Security Descriptor Market by Price Outstanding Orders Activity Log Order Status Snap Quote Market Movement Market Inquiry Auction Inquiry Security/`Portfolio List Multiple Index Broadcast and Graph Online Backup Basket Trading Buy Back Trades Supplementary Functions Order Management Entering Orders Order Modification Order Cancellation Order Matching Trade Management Trade Cancellation Auction Entering Auction Orders Auction Order Modification Auction Order Cancellation Auction Order Matching Limited Physical Market Salient Features of Limited Physical Market Block Trading Session Retail Debt Market (RDM) Members eligible for trading in RDM segment Trading Parameters Market Timings and Market Holidays Trading Cycle Trading information downloaded to Members Internet Broking Co-location Wireless Application Protocol (WAR)